MARK LOKANAN DISSERTATION

Some features of this site may not work without it. Metadata Show full item record. This study is the first to systematically examine the enforcement performance of the IDA. JavaScript is disabled for your browser. Securities fraud – Canada. Accounting fraud – Canada. This page has been archived on the Web Information identified as archived is provided for reference, research or recordkeeping purposes.

This paper aims to examine the enforcement practices of the Investment Dealers Association of Canada IDA and argue that self-regulation simply does not work in the financial sector, as the sanctions available are neither applied with sufficient severity nor are the responsibilities for enforcement adequately divided between self-regulation, provincial securities commissions and the police. Some features of this site may not work without it. Subject Investment Dealers Association of Canada. Lessons from the hockey rink: Dissertations, Academic – Canada. The theoretical approach involves the invocation of classic articles by the likes of Stigler, Posner and Becker, the essence of whose conclusions is that institutions will act in their own best interests and cannot be expected to act in the public interest.

Summary “This dissertation examines the mark lokanan dissertation practices of the Investment Dealers Association of Canada IDAthe national self-regulatory organization responsible for policing investment dealers and Member firms that trade in the debt and equity markets.

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Securities industry – Self-regulation – Canada. Description 1 online resource xiii, pages: Authors Lokanan, Eshwar Markauthor.

Library Catalogue

Investment banking – Self-regulation – Canada. Simon Fraser Universitydegree granting institution. Metadata Show full item record. The theoretical approach involves the invocation of classic articles by the likes of Stigler, Posner and Becker, the essence of whose conclusions is that institutions will act mark lokanan dissertation their own best interests and cannot be expected to act in the public interest.

Investment Industry Regulatory Organization of Canada. Accounting – Self-regulation – Canada. When penalty ceilings were increased, penalties increased.

It is not subject to the Government of Canada Web Standards and has not been altered or updated since it was archived. Some features of this site may not work without it. This study is the first to mark lokanan dissertation examine mark lokanan dissertation enforcement performance of the IDA.

Simon Fraser University Information identified as archived is provided for reference, research or recordkeeping purposes. Subject Investment Dealers Association of Canada. This page has been archived on the Web Information identified as archived is provided for reference, research or recordkeeping purposes. Lessons from the hockey rink: JavaScript is disabled for your browser.

Please contact us to request a format other than those available. Self-regulation in the primary classroom: Location Canadian Policing Research Catalogue. Securities mark lokanan dissertation – Canada. Bibliography Includes bibliographical references. Related items Showing items related by title, author, creator and subject. Self-regulation and compliance enforcement practices by the Investment Dealers Association in Canada File: Accounting fraud – Canada. Brockman, Joandegree supervisor.

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Canadian Policing Research Catalogue

This paper aims to examine the enforcement practices of the Investment Dealers Association of Canada IDA and argue that mark lokanan dissertation simply does not work in the financial sector, as the sanctions available are neither applied with sufficient severity nor are the responsibilities for enforcement adequately mark lokanan dissertation between self-regulation, provincial securities commissions and the police.

This page has been archived on the Web.

Helping Penelope, Sasha, Louise, and Grace: When in the latter phase of the period, public members i. Dissertations, Academic – Canada. The findings show that over the period from tothe severity of the sanctions increased consistently over the period.

mark lokanan dissertation