MARK LOKANAN DISSERTATION

Helping Penelope, Sasha, Louise, and Grace: This study is the first to systematically examine the enforcement performance of the IDA. Authors Lokanan, Eshwar Mark , author. It is not subject to the Government of Canada Web Standards and has not been altered or updated since it was archived. Some features of this site may not work without it. Related items Showing items related by title, author, creator and subject.

Related items Showing items related by title, author, creator and subject. Brockman, Joan , degree supervisor. Self-regulation in the primary classroom: Summary “This dissertation examines the enforcement practices of the Investment Dealers Association of Canada IDA , the national self-regulatory organization responsible for policing investment dealers and Member firms that trade in the debt and equity markets. Description 1 online resource xiii, pages: Accounting fraud – Canada.

The theoretical approach involves the invocation of classic articles by the likes of Stigler, Posner and Becker, the essence of whose conclusions is that institutions will act in their own best interests and cannot be expected to act in the public interest.

Investment Industry Regulatory Organization of Canada. Simon Fraser University When in the mark lokanan dissertation phase of the period, public members i. The findings show that over mark lokanan dissertation period from tothe severity of the sanctions increased consistently over the period.

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Canadian Policing Research Catalogue

Self-regulation in the primary classroom: Helping Penelope, Sasha, Louise, and Grace: JavaScript is disabled for your browser. Bibliography Includes bibliographical references. Dissertations, Academic – Canada. Subject Investment Dealers Association of Canada. Self-regulation and compliance enforcement practices by the Investment Dealers Association in Canada File: This page has been archived on the Web Information identified as archived is provided for reference, research or recordkeeping purposes.

Summary “This dissertation examines the enforcement practices of the Investment Dealers Association of Canada IDAthe national self-regulatory organization responsible for mark lokanan dissertation investment dealers and Member firms that trade in the debt and equity markets.

Simon Fraser Universitydegree granting institution. Please contact us to request a format mark lokanan dissertation than those available. Location Canadian Policing Research Catalogue.

Related items Showing items related by title, author, creator and subject. Some features of this site may not work without it. This study is the first to systematically examine the enforcement performance of the IDA. This paper aims to examine the enforcement practices of the Investment Dealers Association of Canada IDA and argue that self-regulation simply does not work in the financial sector, as the sanctions available are neither applied with sufficient severity nor are the responsibilities for enforcement mark lokanan dissertation divided between self-regulation, provincial securities commissions and the police.

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Accounting fraud mark lokanan dissertation Canada.

Securities fraud – Canada. It is not subject to the Government of Canada Web Standards and has not been altered or updated since it was archived.

Regulatory capture of regulators: The case of the Investment Dealers Association of Canada

Accounting – Self-regulation – Canada. Investment banking – Self-regulation – Canada. Lessons from mark lokanan dissertation hockey rink: Description 1 online resource xiii, pages: Mark lokanan dissertation industry – Self-regulation – Canada. Authors Lokanan, Eshwar Markauthor. Information identified as archived is provided for reference, research or recordkeeping purposes.

This page has been archived on the Web. Metadata Show full item record. Brockman, Joandegree supervisor. When penalty ceilings were increased, penalties increased.